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EU Disclosures
Corporate and Regulatory Disclosures in the European Union (EU)
The Deutsche Bank Group comprises a substantial number of companies, including banks, securities companies and financial services providers that are licensed by regulators in the country of their incorporation. This page provides the relevant corporate and regulatory disclosures on selected Deutsche Bank Group companies registered or incorporated in the EU.
Regulatory Status Disclosure
Under European law, banks must be authorised by a supervisory authority to carry out banking and investment activities. Within Europe, authorisation to undertake these activities is obtained from the supervisory authority of the country where a bank has its head office (the “home state authority”). This authority is in charge of supervising the systems and controls and the financial adequacy of a bank as well as its overall conduct. In addition, the home state authority is responsible for investor compensation schemes and depositor protection schemes.
Banks may offer banking services in other European member states (known as “host states”) under a so-called “European passport”. This passport is granted by the home state authority and becomes effective if the supervisory authority of the host state (“host state authority”) has no objections against the bank carrying out activities in its jurisdiction.
European supervisory authorities must maintain public registers of the banks that are authorised to carry out activities in their jurisdiction.
The host state authority relies on the home state authority to ensure that the systems and controls and financial adequacy of a bank are in good order. To the extent that activities are carried out within its jurisdiction, the host state authority supervises the conduct of banks. This includes, for example, rules on treating clients fairly and a bank’s conduct on the securities market.
Abbey Life Assurance Company Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 117645
Registered in England number: 710383
Winchester House, 1 Great Winchester Street, London EC2N 2DB
DB UK Bank Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 140848
Registered in England and Wales number: 315841
23 Great Winchester Street, London EC2P 2AX
Deutsche Asset Management (UK) Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 429806
Registered in England and Wales number: 5233891
1 Appold Street, London EC2A 2UU
Deutsche Bank AG, London Branch
Deutsche Bank AG is authorised under German Banking Law (competent authority: BaFin - Federal Financial Supervisory Authority) and authorised and subject to limited regulation by the Financial Services Authority; a member of the London Stock Exchange. Deutsche Bank AG is a joint stock corporation with limited liability incorporated in the Federal Republic of Germany HRB 30 000 District Court of Frankfurt am Main
FSA number: 150018; Branch Registration in England and Wales BR000005; Registered address: Winchester House, 1 Great Winchester Street, London EC2N 2DB.
Deutsche Bank AG is authorised to carry out banking and investment services in the United Kingdom on the basis of the authorisation from BaFin to provide services via a branch in the UK. (Directive 2006/48/EC relating to the taking up and pursuit of the business of credit institutions (“BCD”)).
In addition to its authorisation from the BaFin, Deutsche Bank AG is authorised by the Financial Services Authority (FSA) to carry out investment services in precious metals as these products are not regulated by European law and therefore cannot be included in Deutsche Bank AG’s European Passport.
In summary, Deutsche Bank AG is supervised by the FSA for its conduct of its business in the UK and by BaFin for all other elements of its business. The FSA and BaFin cooperate closely on matters relating to the supervision of Deutsche Bank AG. Both regulators have the power to take action against Deutsche Bank AG for breaches of conduct in the UK.
Deutsche Trustee Company Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 122126
Registered in England and Wales number: 338230
Winchester House, 1 Great Winchester Street, London, EC2N 2DB
RREEF Global Advisers Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 458997
Registered in England and Wales number: 5603289
Winchester House, 1 Great Winchester Street, London, EC2N 2DB
RREEF Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 146000
Registered in England and Wales number: 2478500
1 Appold Street, London EC2A 2UU
Tilney Collective Management Limited
Authorised and regulated by the Financial Services Authority.
FSA number: 170547
Registered in England and Wales number: 2911650
Royal Liver Building, Pier Head, Liverpool, L3 1NY
Tilney Investment Management
Authorised and regulated by the Financial Services Authority.
FSA number: 124255
Registered in England and Wales number: 2010520
Royal Liver Building, Pier Head, Liverpool, L3 1NY
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